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Chris Lorenzen

25 Years of Experience
Oklahoma City, OK

Chris Lorenzen is a registered investment advisor at Lig Capital Management, LLC, based in Oklahoma City, OK, with 25 years of industry experience. Chris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 283 clients with $200M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
283 clients
Average Client Portfolio
$695K average
Assets Under Management
$196.8M

Fee Structure

Investment management only (planning not offered)

LIG Capital Management offers investment management services for the Target Stock Strategy, ETF Allocation Program, and Core Discretionary Program. Fees are based on a percentage of the assets managed in your account. The custodian may also charge a fee per trade. Account minimums are negotiable.

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Location

3503 N.W. 63rd Street, Suite 100, Oklahoma City, OK, 73116-2203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chris is the president of CLK Investments Inc, a non-investment related S-Corp, since 2004. He spends minimal time on general business administrative duties.

Employment History
Current Registrations
Lig Capital Management, LLC
August 2004 - Present · 21 yrs 9 mos
Previous Registrations
Compass Wealth Management, LLC
April 2007 - December 2010 · 3 yrs 8 mos
Phillips Securities
October 2003 - December 2004 · 1 yr 2 mos
Wachovia Securities, LLC
September 2000 - November 2003 · 3 yrs 2 mos
State Registrations1 state
OK
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.