Douglas Arthur
Douglas Arthur is a registered investment advisor at LPL Financial LLC, based in Strasburg, VA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
140 E. King Street, Strasburg, VA, 22657
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas operates DCA Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also engages in non-variable insurance activities through DCA Financial Group for minimal time and works as a musician for minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Private Advisor Group, LLC
LPL Financial LLCBroker
LPL Financial LLC
Infinex Investments, INC.Broker
Infinex Investments, INC.
Bi Investments, LLCBroker
Bi Investments, LLC
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.