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Craig Tuthill

25 Years of Experience
Santa Ana, CA
Broker

Craig Tuthill is a registered investment advisor at Wells Fargo Advisors, based in Santa Ana, CA, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1551 N Tustin Ave, Ste 100, Santa Ana, CA, 92705

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Craig holds ownership positions in Desert Coastal Ventures LLC (marine construction), HLMT Group LLC (office administration), and Tuthill Motorsport Inc. (automotive industry). He dedicates minimal time to Tuthill Motorsport Inc. and minimal time to HLMT Group LLC, while spending no time on Desert Coastal Ventures LLC.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2015 - Present · 11 yrs 4 mos
Wells Fargo Advisors
May 2015 - Present · 11 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
May 2007 - May 2015 · 8 yrs
Wells Fargo Advisors, LLC
May 2007 - May 2015 · 8 yrs
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - May 2007 · 1 mo
Morgan Stanley
February 2003 - April 2007 · 4 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
UBS Painewebber INC.
July 2000 - February 2003 · 2 yrs 7 mos
UBS Painewebber INC.Broker
May 2000 - February 2003 · 2 yrs 9 mos
State Registrations11 states
AZCAFLGAHIINNVORTXVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Tuthill - Financial Advisor | TrueAdvisor