WS
WS
Warren Schulten
60 Years of Experience
Long Beach, CA
1 DisclosureBroker
Warren Schulten is a registered investment advisor at Wells Fargo Advisors, based in Long Beach, CA, with 60 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6460 E Pacific Coast Hwy, Ste 223, Long Beach, CA, 90803
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Denied
Other Business Activities
Warren has 50% ownership in All Good M43 LLC, an asset ownership company for a boat, since 2013. This requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
October 2019 - Present · 6 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2019 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLC
February 2009 - October 2019 · 10 yrs 8 mos
Citigroup Global Markets INC.
July 1997 - February 2009 · 11 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2009 · 15 yrs 7 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
February 1966 - February 1988 · 22 yrs
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.