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Warren Schulten

Wells Fargo Advisors
60 Years of Experience
Long Beach, CA
1 DisclosureBroker
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Warren Schulten is a registered investment advisor at Wells Fargo Advisors, based in Long Beach, CA, with 60 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6460 E Pacific Coast Hwy, Ste 223, Long Beach, CA, 90803

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Warren has 50% ownership in All Good M43 LLC, an asset ownership company for a boat, since 2013. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
October 2019 - Present · 7 yrs
Wells Fargo Advisors Financial Network, LLCBroker
October 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2019 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLC
February 2009 - October 2019 · 10 yrs 8 mos
Citigroup Global Markets INC.
July 1997 - February 2009 · 11 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2009 · 15 yrs 7 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
February 1966 - February 1988 · 22 yrs
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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