MM
CFP
MM
CFP

Merlin Micken

19 Years of Experience
Long Beach, CA
Broker

Merlin Micken is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Long Beach, CA, with 19 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6460 E Pacific Coast Hwy, Ste 223, Long Beach, CA, 90803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Merlin is a Sales Rep Exam Committee Member for FINRA, attending meetings to maintain the exams that comprise the sales rep program. This takes a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors
October 2019 - Present · 6 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2009 - October 2019 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2019 · 10 yrs 8 mos
Citigroup Global Markets INC.
April 2007 - February 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
March 2007 - February 2009 · 1 yr 11 mos
State Registrations30 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.