Seth Heine is a CFP-designated registered investment advisor at Seth Heine LLC, based in Ormond Beach, FL, with 11 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2 clients with $350K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.89% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.30% |
Rates shown are for equities and equity-based investments. Bonds and fixed income investments have a separate lower schedule starting at 0.60% for the first $100,000 down to 0.15% for assets over $10,000,000. Cash and cash equivalents are excluded from fees. Fees may be negotiable.
Fee Estimator
Location
Ormond Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Seth Heine LLC
Previous Registrations
Equitable Advisors, LLCBroker
AXA Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Jackson National Life Distributors LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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