Christian Herrera
Christian Herrera is a registered investment advisor at Network 1 Financial Advisors INC., based in Old Greenwich, CT, with 25 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 56 clients with $41M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Network 1 Financial Advisors charges an annual investment management fee based on the investment strategy used and the representative who brought you to the firm. The fee is calculated as a percentage of your assets.
- Allocation among mutual funds only: 0.75% of assets under management.
- All other allocation strategies: Up to 1.50% of assets under management. This includes strategies using SEI Investments Company's Managed Account Program and Integrated Managed Account Program, and AssetMark, Inc.'s investment platform.
An additional amount is added for the investment advisor representative, resulting in a total charge between 1.25% and 2.50%. This fee is pro-rated and paid quarterly, based on the market value of your assets at the end of the quarter. The firm may charge a lower fee at its discretion.
Location
Old Greenwich, CT
Get directionsHistory
Regulatory History (8)
Judgment / Lien
December 2025Judgment / Lien
May 2019Customer Dispute
October 2013Customer Dispute
February 2012Customer Dispute
November 2011Regulatory
November 2004Customer Dispute
April 2003Customer Dispute
September 2002Other Business Activities
Christian owns Pristine Credit Solutions, offering credit repair and restoration services since 2016, though the business is now inactive. He dedicates minimal time to this venture.
Employment History
Current Registrations
Network 1 Financial Advisors INC.
Network 1 Financial Securities INC.
Network 1 Financial Securities INC.Broker
Previous Registrations
Fortis Capital Advisors, LLC
Laidlaw & Company (UK) LTD.Broker
Spartan Capital Securities, LLCBroker
Empire Asset Management CompanyBroker
Garden State Securities, INC.Broker
Great Eastern Securities, INC.Broker
Gunnallen Financial, INCBroker
Continental Broker-Dealer CORP.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.