Thomas Gruszka is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Chicago, IL, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,765 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable based on client complexity and relationship size. Third-party manager marketplace adds 0.15% to 1.00% subscription fees. American Funds F2 program charges 0.25% to 1.00% flat rate.
Fee Estimator
Location
1 North Franklin, Suite 1850, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is associated with VestGen Advisors, LLC, a Registered Investment Advisor (RIA). This activity requires nearly full-time commitment.
Employment History
Current Registrations
Private Client Services, LLCBroker
Vestgen Advisors, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Sigma Financial CorporationBroker
Spc
LPL Financial LLC
LPL Financial LLCBroker
BMO Harris Financial Advisors, INC.Broker
BMO Harris Financial Advisors, INC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Ifmg Securities, INC.Broker
Ifmg Securities, INC.
Lasalle Financial Services, INC.
Lasalle Financial Services, INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Abn Amro Financial Services, INC.
Abn Amro Financial Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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