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Anthony Edwards

24 Years of Experience
Mequon, WI
Broker

Anthony Edwards is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mequon, WI, with 24 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

Mequon, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony owns a duplex with his wife, collecting rent and maintaining the property since 1999. He spends minimal time on this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
December 2019 - Present · 6 yrs 5 mos
Northwestern Mutual Investment Services,llc
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - October 2019 · 7 yrs
J.P. Morgan Securities LLC
October 2012 - October 2019 · 7 yrs
Chase Investment Services CORP.
September 2011 - October 2012 · 1 yr 1 mo
Chase Investment Services CORP.Broker
September 2011 - October 2012 · 1 yr 1 mo
Northland Asset Management
January 2010 - April 2011 · 1 yr 3 mos
Northland Asset Management
January 2009 - December 2009 · 11 mos
Northland Securities, INC.Broker
November 2007 - April 2011 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
October 2005 - November 2007 · 2 yrs 1 mo
Edward JonesBroker
August 2001 - September 2005 · 4 yrs 1 mo
Strong Investments, INC.Broker
August 2000 - August 2001 · 1 yr
State Registrations21 states
AZCADCHIIAMNMOMTNCNDNMNVNYORRISDUTVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Edwards - Financial Advisor | TrueAdvisor