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Roberto Escobar

PNC Wealth Management
24 Years of Experience
Mcallen, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Roberto Escobar is a registered investment advisor at PNC Wealth Management, based in Mcallen, TX, with 24 years of industry experience. Roberto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

900 East Jackson Avenue, Mcallen, TX, 78501

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Settled
Customer Dispute
December 2011
Settled
Customer Dispute
December 2011
Settled
Customer Dispute
April 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
August 2021 - Present · 5 yrs 2 mos
PNC Wealth Management LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
PNC Managed Account Solutions, INC.
January 2022 - November 2023 · 1 yr 10 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
November 2010 - December 2021 · 11 yrs 1 mo
Bbva Compass Investment Solutions, INCBroker
November 2010 - May 2013 · 2 yrs 6 mos
Chase Investment Services CORP.
August 2005 - November 2010 · 5 yrs 3 mos
Chase Investment Services CORP.Broker
August 2005 - November 2010 · 5 yrs 3 mos
Fintegra Financial Solutions
June 2004 - July 2005 · 1 yr 1 mo
Fintegra, LLCBroker
June 2004 - July 2005 · 1 yr 1 mo
Chase Investment Services CORP.
November 2003 - May 2004 · 6 mos
Chase Investment Services CORP.Broker
July 2003 - May 2004 · 10 mos
Ifmg Securities, INC.Broker
September 2002 - August 2003 · 11 mos
Charles Schwab & CO., INC.Broker
March 2001 - April 2001 · 1 mo
Edward JonesBroker
June 2000 - November 2000 · 5 mos
State Registrations7 states
AZCACOFLNVPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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