WK
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Wade Kornblith

21 Years of Experience
Tampa, FL
1 DisclosureBroker

Wade Kornblith is a registered investment advisor at UBS Financial Services INC., based in Tampa, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

101 East Kennedy Boulevard, Suite 1800, Tampa, FL, 33602

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History

Regulatory History (1)
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Customer Dispute
August 2016
Settled
Other Business Activities

Wade is a partner in Rockland Real Estate, LLC, involved in buying and selling real estate, and a board member for Chateau on White Sands HOA. He is also a partner in Kitchen Whichery LLC, proprietor of Freedom Investment Holdings LLC, and a partner in Trident Hospitality Group, LLC, all investment-related.

Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2016 - Present · 10 yrs 4 mos
UBS Financial Services INC.
January 2016 - Present · 10 yrs 4 mos
UBS Financial Services INC.
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2016 · 6 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2016 · 6 yrs 7 mos
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2005 - June 2008 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2005 - June 2008 · 3 yrs 1 mo
Quest Capital Strategies, INC.Broker
February 2005 - April 2005 · 2 mos
State Registrations20 states
AKALAZCACOFLGAINLAMAMINCNJNYPRRISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.