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Alexia Ball
26 Years of Experience
Madison, AL
1 DisclosureBroker
Alexia Ball is a registered investment advisor at J.P. Morgan Securities LLC, based in Madison, AL, with 26 years of industry experience. Alexia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8160 Highway 72 W, Madison, AL, 35758
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
February 2024 - Present · 2 yrs 8 mos
J.P. Morgan Securities LLC
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
PNC InvestmentsBroker
November 2021 - February 2024 · 2 yrs 3 mos
PNC Investments
November 2021 - February 2024 · 2 yrs 3 mos
Cambridge Investment Research Advisors, INC.
December 2018 - December 2021 · 3 yrs
Cambridge Investment Research, INC.Broker
December 2018 - December 2021 · 3 yrs
First Command Advisory Services
December 2015 - November 2018 · 2 yrs 11 mos
First Command Financial Planning, INC.
November 2005 - December 2015 · 10 yrs 1 mo
First Command Financial Planning, INC.Broker
June 2000 - November 2018 · 18 yrs 5 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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