Alma Alcoser is a registered investment advisor, based in San Antonio, TX, with 19 years of industry experience.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alma works as a clerk for Ace Oilfield Deliveries, assisting with bookkeeping. This activity, which is not investment-related, takes minimal time.
Employment History
Current Registrations
Frost Investment Services
May 2022 - Present · 3 yrs 11 mos
Frost Brokerage Services, INC.
May 2022 - Present · 3 yrs 11 mos
Frost Brokerage Services, INC.Broker
May 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2013 - May 2022 · 8 yrs 9 mos
Wells Fargo Clearing Services, LLC
August 2013 - May 2022 · 8 yrs 9 mos
Wells Fargo Advisors, LLC
October 2012 - February 2013 · 4 mos
Wells Fargo Advisors, LLCBroker
August 2012 - February 2013 · 6 mos
Southwest Securities, INC.Broker
March 2012 - August 2012 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2009 - February 2012 · 2 yrs 2 mos
UBS International INC.Broker
May 2006 - September 2009 · 3 yrs 4 mos
Banc of America Investment Services, INC.Broker
July 2005 - May 2006 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.