Alma Alcoser is a registered investment advisor, based in San Antonio, TX, with 20 years of industry experience. Alma is also registered as a broker, so some compensation may come from commissions on products sold.
Location
San Antonio, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alma works as a clerk for Ace Oilfield Deliveries, assisting with bookkeeping. This activity, which is not investment-related, takes minimal time.
Employment History
Current Registrations
Frost Investment Services
Frost Brokerage Services, INC.
Frost Brokerage Services, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Southwest Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS International INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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