Benjamin Bergfelt
Benjamin Bergfelt is a registered investment advisor at UBS Financial Services INC., based in Napa, CA, with 26 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1455 First Street, Suite 300, Napa, CA, 94559
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2008Customer Dispute
July 2008Customer Dispute
March 2008Other Business Activities
Benjamin serves on an interview panel for prospective candidates for service academies. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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