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Marvin Schwartz

Neuberger Berman Bd LLC
58 Years of Experience
New York, NY
1 DisclosureBroker
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Marvin Schwartz is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 58 years of industry experience. Marvin is also registered as a broker, so some compensation may come from commissions on products sold.

Neuberger Berman Bd LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
858 advisors
IM Fee
Planning only

Location

New York, NY

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History

Regulatory History (1)
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Customer Dispute
February 2023
Pending
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Other Business Activities

Marvin provides portfolio management services to various clients, including separate accounts and pooled investment vehicles managed by NBIA. This is concurrent with his duties as a Registered Representative at NBBD.

Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2002 - Present · 24 yrs 3 mos
Neuberger Berman Bd LLC
October 1967 - Present · 59 yrs
Neuberger Berman Bd LLCBroker
October 1967 - Present · 59 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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