LS
CFA
LS
CFA

Laura Sloate

55 Years of Experience
New York, NY
Broker

Laura Sloate is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 55 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Laura is the chair of the investment committee for the Metropolitan Opera and a member of the investment committee for Central Synagogue, dedicating a few hours per week to these roles. She is also a member of the National Board of Trustees for the I Have a Dream Foundation and a board member for The Perlman Music Program, dedicating minimal time to these organizations.

Employment History
Current Registrations
Neuberger Berman Bd LLC
March 2005 - Present · 21 yrs 2 mos
Neuberger Berman Bd LLCBroker
March 2005 - Present · 21 yrs 2 mos
Previous Registrations
Sloate, Weisman, Murray & Company INC.
October 2002 - May 2005 · 2 yrs 7 mos
Swm Securities, INC.Broker
December 1995 - March 2005 · 9 yrs 3 mos
Sloate, Weisman, Murray & Company, INC.Broker
March 1974 - January 1996 · 21 yrs 10 mos
Drexel Burnham Lambert IncorporatedBroker
May 1973 - March 1974 · 10 mos
Drexel Burnham & CO. IncorporatedBroker
July 1972 - May 1973 · 10 mos
Neuberger & BermanBroker
September 1970 - July 1972 · 1 yr 10 mos
State Registrations37 states
AZCACOCTDCDEFLHIIAIDILKSLAMAMDMEMIMNMOMTNHNJNMNYOHORPAPRSCTNTXVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Laura Sloate - Financial Advisor | TrueAdvisor