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Gregory Vereen

Kovack Advisors, INC.
26 Years of Experience
West Palm Beach, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Gregory Vereen is a registered investment advisor at Kovack Advisors, INC., based in West Palm Beach, FL, with 26 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 North Rosemary Avenue, Suite 21, West Palm Beach, FL, 33401

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 1998
Criminal
October 1979
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory owns GK Vereen Financial Services, dedicating about a quarter of his time to this investment-related financial services business. He also works as a financial consultant selling fixed insurance, spending a few hours per week on this activity.

Employment History
Current Registrations
Kovack Advisors, INC.
May 2021 - Present · 5 yrs 5 mos
Kovack Securities INC.Broker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Securities America Advisors, INC.
July 2020 - May 2021 · 10 mos
Securities America, INC.Broker
July 2020 - May 2021 · 10 mos
Investacorp Advisory Services INC
October 2007 - July 2020 · 12 yrs 9 mos
Investacorp, INC.Broker
October 2007 - July 2020 · 12 yrs 9 mos
The Variable Annuity Marketing CompanyBroker
September 2000 - December 2001 · 1 yr 3 mos
VALIC Financial Advisors, INC.
September 2000 - September 2007 · 7 yrs
VALIC Financial Advisors, INC.Broker
September 2000 - September 2007 · 7 yrs
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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