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Bruce Wisler

24 Years of Experience
1 DisclosureBrokerSells Insurance

Bruce Wisler is a registered investment advisor at USA Financial Securities Corporation, based in Ada, MI, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 1,750 clients with $300M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
141 advisors
Number of Clients
1,750 clients
Average Client Portfolio
$172K average
Assets Under Management
$301.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)

USA Financial Securities offers two advisory account management options:

  • Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
  • Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.

Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.

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Location

6020 E. Fulton Street, Ada, MI, 49301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2005
Other Business ActivitiesSells Insurance

Bruce provides annuity and life insurance to clients through Wismore Financial since 2006. This takes minimal time, about 2 hours per month, including time during securities trading hours.

Employment History
Current Registrations
USA Financial Securities Corporation
March 2007 - Present · 19 yrs 1 mo
USA Financial Securities LLCBroker
October 2006 - Present · 19 yrs 6 mos
Previous Registrations
Chase Investment Services CORP.
July 2005 - October 2005 · 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Banc One Securities CorporationBroker
October 2003 - July 2005 · 1 yr 9 mos
Banc One Securities Corporation
October 2003 - July 2005 · 1 yr 9 mos
American Express Financial Advisors, INC.
July 2000 - October 2003 · 3 yrs 3 mos
American Express Financial Advisors INC.Broker
May 2000 - October 2003 · 3 yrs 5 mos
Ids Life Insurance CompanyBroker
May 2000 - October 2003 · 3 yrs 5 mos
State Registrations2 states
INMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Wisler - Financial Advisor | TrueAdvisor