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Douglas Drobny

Osaic Wealth, INC.
26 Years of Experience
Omaha, NE
1 DisclosureBrokerSells Insurance
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Douglas Drobny is a registered investment advisor at Osaic Wealth, INC., based in Omaha, NE, with 26 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

Omaha, NE

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History

Regulatory History (1)
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Customer Dispute
June 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Douglas is a Registered Rep/IAR at Drobny Wealth Management LLC, dedicating full-time hours to sales and marketing of securities, investments, and insurance products. He also works as an agent for fixed insurance through the same LLC, spending a few hours per week on sales and marketing of fixed annuities and non-variable insurance.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
November 2018 - Present · 7 yrs 11 mos
Osaic Wealth, INC.
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Signator Investors, INC.
May 2016 - November 2018 · 2 yrs 6 mos
Signator Investors, INC.Broker
May 2016 - November 2018 · 2 yrs 6 mos
Transamerica Financial Advisors, INC.
October 2005 - May 2016 · 10 yrs 7 mos
Transamerica Financial Advisors, INCBroker
October 2005 - May 2016 · 10 yrs 7 mos
Wachovia Securities, LLC
April 2002 - October 2005 · 3 yrs 6 mos
Wachovia Securities, LLCBroker
February 2002 - October 2005 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
November 2000 - February 2002 · 1 yr 3 mos
Painewebber IncorporatedBroker
July 2000 - December 2000 · 5 mos
State Registrations2 states
NETX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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