RF
RF
Robert Fincher
16 Years of Experience
Tampa, FL
1 DisclosureBroker
Robert Fincher is a registered investment advisor at Cibc Private Wealth Advisors, INC., based in Tampa, FL, with 16 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth. Their firm serves 10,045 clients with $61B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
169 advisors
Number of Clients
10,045 clients
Average Client Portfolio
$6.1M average
Assets Under Management
$61.1B
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Schedule is for new accounts with equity and balanced portfolios. Minimum annual fee of $10,000. Fees may be negotiable. Other schedules exist for fixed income and cash portfolios.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
100 North Tampa Street, Suite 1645, Tampa, FL, 33602
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2017Final
Employment History
Current Registrations
Cibc Private Wealth Advisors, INC.
January 2024 - Present · 2 yrs 6 mos
Cibc World Markets CORP.
March 2016 - Present · 10 yrs 4 mos
Cibc World Markets CORP.Broker
March 2016 - Present · 10 yrs 4 mos
Previous Registrations
Alliancebernstein L.P.
October 2011 - March 2016 · 4 yrs 5 mos
Sanford C. Bernstein & CO., LLCBroker
July 2011 - March 2016 · 4 yrs 8 mos
American Express Financial Advisors INC.Broker
June 2000 - November 2001 · 1 yr 5 mos
Ids Life Insurance CompanyBroker
June 2000 - November 2001 · 1 yr 5 mos
State Registrations26 states
CACTDCFLIDILKSKYMAMDMEMIMOMTNCNDNENJOHORPARITXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.