William Pierce is a registered investment advisor, based in New York, NY, with 23 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 Park Avenue, New York, NY, 10166
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pershing LLC
November 2019 - Present · 6 yrs 11 mos
Pershing LLCBroker
November 2019 - Present · 6 yrs 11 mos
Bny Mellon Advisors, INC.
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Nuveen Asset Management, LLC
September 2011 - November 2011 · 2 mos
Nuveen Fund Advisors, INC.
February 2009 - September 2011 · 2 yrs 7 mos
Rittenhouse Asset Management, INC.
November 2003 - January 2009 · 5 yrs 2 mos
Pfpc Distributors, INC.Broker
October 2000 - May 2001 · 7 mos
Prudential Investment Management Services LLCBroker
April 2000 - July 2000 · 3 mos
State Registrations2 states
NJPA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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