Roberta Lewis
Roberta Lewis is a registered investment advisor at Osaic Wealth, INC., based in Racine, WI, with 25 years of industry experience. Roberta operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2704 Lathrop Ave, Racine, WI, 53405
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Regulatory History (1)
Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Roberta is an insurance advisor selling insurance and annuities, dedicating a few hours per week to this activity. She also works as an advisory advisor, dedicating about half her time to selling advisory accounts.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities CorporationBroker
Primevest Financial Services, INC.Broker
Pfic Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.