Anthony Jones
Anthony Jones is a CFP-designated registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9950 Kingston Pike, Knoxville, TN, 37922
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is a Vice President at Mountain Commerce Bank, handling limited personal banking duties, and a committee member. He also has a relationship with Mass Mutual for fixed insurance business and is involved with Peach Tree Planning of Georgia LLC (Guardian Disability Insurance), dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Legacy Securities, LLC
First Legacy Securities, LLCBroker
Ftb Advisors, INC.
First Tennessee Brokerage, INC.Broker
Princor Financial Services CorporationBroker
MML Investors Services, INC.Broker
TrustfirstBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Suntrust Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.