Brian Sweeney is a registered investment advisor at Ministry Partners Securities, LLC, based in Brea, CA, with 17 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 132 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.90% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.65% |
| $250K - $750K | 1.65% |
| $750K+ | 1.60% |
Schedule reflects Harvest Investment Services program rates. Other third-party managers charge maximum annual fees up to 1.50% (Camelot) or 2.20% (AssetMark). Fees are negotiable.
Fee Estimator
Location
One Pointe Dr, Suite 205, Brea, CA, 92821
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ministry Partners Securities, LLC
Bg Worldwide Securities, INC.
Bg Worldwide Securities, INC.Broker
Honey Badger Investment Securities, LLCBroker
Capconnect Emarkets, LLCBroker
Opal Securities, INC.Broker
Opal Securities, INC.
Ministry Partners Securities, LLC
Ministry Partners Securities, LLCBroker
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Plato's Philosophy, LLC
Ebisu Securities INC.Broker
Thurston Springer Advisors
Thurston Springer FinancialBroker
Thurston Springer Financial
David A. Noyes & CompanyBroker
Trustmont Financial Group, INC.Broker
Cfd Investments, INC.Broker
Brookstone Securities, INC.Broker
Dewaay Financial Network, LLCBroker
Gunnallen Financial, INCBroker
Charles Schwab & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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