KC
KC

Ken Coburn

25 Years of Experience
San Jose, CA
Broker

Ken Coburn is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1091 Lincoln Ave, San Jose, CA, 95125

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ken is the head wrestling coach at Montgomery High School, dedicating about 10-20% of his time to this non-investment related activity. He coaches high school students.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2010 - April 2023 · 12 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
September 2010 - April 2023 · 12 yrs 7 mos
UBS Financial Services INC.Broker
May 2004 - September 2010 · 6 yrs 4 mos
UBS Financial Services INC.
May 2004 - September 2010 · 6 yrs 4 mos
Morgan Stanley
December 2000 - May 2004 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
June 2000 - May 2004 · 3 yrs 11 mos
State Registrations19 states
AZCAFLGAIDMAMIMOMTNCNHNVOHORSCSDTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.