AH
CFP
AH
CFP

Adam Hawks

25 Years of Experience
Gallatin, TN
Broker

Adam Hawks is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Gallatin, TN, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Gallatin, TN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a partner in Hilltop Partners V LLC, an investment LLC for NTS Innovations stock, and spends minimal time on it. He also is involved with James Hawks and Blanche Hawks Trusts, and co-owns a rental condo in Florida, dedicating minimal time to both activities.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2011 - Present · 14 yrs 11 mos
Raymond James & Associates, INC.
August 2011 - Present · 14 yrs 11 mos
Raymond James & Associates, INC.Broker
August 2011 - Present · 14 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
November 2006 - August 2011 · 4 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
November 2006 - August 2011 · 4 yrs 9 mos
Securian Financial Services, INC.
July 2000 - November 2006 · 6 yrs 4 mos
Securian Financial Services, INC.Broker
June 2000 - November 2006 · 6 yrs 5 mos
State Registrations38 states
ALARAZCACOCTDCFLGAIAILINKSKYMAMDMIMNMOMSMTNCNJNMNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Adam Hawks - Financial Advisor | TrueAdvisor