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Sara Schupp
21 Years of Experience
Peoria Heights, IL
1 DisclosureBroker
Sara Schupp is a registered investment advisor at Raymond James & Associates, INC., based in Peoria Heights, IL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4541 N Prospect Road, Ste 400, Peoria Heights, IL, 61616
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
December 2011Employment History
Current Registrations
Raymond James & Associates, INC.
February 2012 - Present · 14 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2012 - Present · 14 yrs 3 mos
Raymond James & Associates, INC.
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 2004 - April 2007 · 3 yrs
State Registrations49 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.