Kimberly Miller is a registered investment advisor, based in Dallas, TX, with 21 years of industry experience.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
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Regulatory History (1)
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Financial
August 2024Final
Other Business Activities
Kimberly is the CCO for CRI Capital Advisory, spending about 10-20% of her time on general compliance services. She also serves as Compliance Director for Level Four Advisory Services, LLC and Managing Director, Compliance for Level Four Financial, LLC, dedicating about a third of her time to each role.
Employment History
Current Registrations
Cri M&a Advisors, LLCBroker
March 2021 - Present · 5 yrs 2 mos
Level Four Advisory Services
March 2021 - Present · 5 yrs 2 mos
Level Four Financial, LLC
March 2021 - Present · 5 yrs 2 mos
Level Four Financial, LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Kestra Investment Services, LLCBroker
August 2019 - July 2020 · 11 mos
Kestra Advisory Services, LLC
August 2019 - July 2020 · 11 mos
Capital One Advisors, LLC
June 2017 - August 2019 · 2 yrs 2 mos
Capital One Investing, LLCBroker
June 2017 - July 2019 · 2 yrs 1 mo
Hilltop Securities Independent Network INC.
September 2015 - June 2017 · 1 yr 9 mos
Hilltop Securities INC.
May 2015 - June 2017 · 2 yrs 1 mo
Hilltop Securities Independent Network INC.Broker
March 2013 - June 2017 · 4 yrs 3 mos
Hilltop Securities INC.Broker
April 2012 - June 2017 · 5 yrs 2 mos
Penson Execution Services, INC.Broker
July 2009 - March 2012 · 2 yrs 8 mos
Penson Financial Services, INC.Broker
April 2004 - April 2012 · 8 yrs
State Registrations2 states
ALTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.