RS
CIC
RS
CIC

Richard Seamans

20 Years of Experience
Waltham, MA

Richard Seamans is a CIC-designated registered investment advisor at Seamans Capital Management, LLC, based in Waltham, MA, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 40 clients with $120M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
40 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$124.8M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000

Seamans Capital Management's investment management fees are based on the specific fund strategy used for your account. Fees are paid quarterly. There is a minimum annual investment management fee of $10,000 for individual clients and $50,000 for institutional clients. Specific account types also have minimum investment thresholds and differing minimum fees. Investment management fees are negotiable for accounts over $25 million. In addition to the management fee, some accounts may also be subject to an incentive fee based on net asset gains.

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Location

950 Winter Street, Suite 1400, Waltham, MA, 02451

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Seamans Capital Management, LLC
April 2005 - Present · 21 yrs 1 mo
State Registrations1 state
MA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.