Christopher Oswalt
Christopher Oswalt is a CFP-designated registered investment advisor at Fiwheels, based in Prescott, AZ, with 11 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FiWheels manages investments in three different types of accounts, each with a different annual fee:
- Fixed Income Wheel: 0.19% of the account value
- Asset Allocation Wheel: 0.49% of the account value
- Trading Wheel: 1.99% of the account value
These fees are deducted quarterly from your account. Fees are negotiable based on account size and complexity.
Location
Prescott, AZ
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2014Customer Dispute
August 2008Other Business ActivitiesSells Insurance
Christopher is an insurance agent for commission-free, fixed insurance products in Arizona since 2016. He dedicates a few hours per week to this investment-related activity.
Employment History
Current Registrations
Fiwheels
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
PFS Investments INC.Broker
First Union Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.