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Darryl Guthrie

Commonwealth Financial Network
26 Years of Experience
Hoover, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Darryl Guthrie is a registered investment advisor at Commonwealth Financial Network, based in Hoover, AL, with 26 years of industry experience. Darryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

22 Inverness Center Parkway, Suite 157, Hoover, AL, 35242

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2015
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Darryl is a co-owner of GWID, LLC, a previous operating company for securities business, and C323, Inc., a business consulting firm. He also co-owns C323 Inc., DBA Stewardship Investment Planning, and sells fixed insurance products, dedicating about 10-20% of his time to these activities.

Employment History
Current Registrations
Commonwealth Financial Network
September 2015 - Present · 11 yrs 1 mo
Commonwealth Financial NetworkBroker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - June 2015 · 6 yrs 5 mos
Raymond James Financial Services
January 2008 - January 2009 · 1 yr
Raymond James Financial Services, INC.Broker
January 2008 - June 2015 · 7 yrs 5 mos
Wachovia Securities, LLC
July 2003 - January 2008 · 4 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - January 2008 · 4 yrs 6 mos
Prudential Securities Incorporated
August 2001 - July 2003 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
June 2001 - July 2003 · 2 yrs 1 mo
UBS Painewebber INC.Broker
August 2000 - August 2001 · 1 yr
J.C. Bradford & CO.Broker
May 2000 - August 2000 · 3 mos
State Registrations8 states
ALAZCAFLGANHNJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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