Darryl Guthrie
Darryl Guthrie is a registered investment advisor at Commonwealth Financial Network, based in Hoover, AL, with 25 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
22 Inverness Center Parkway, Suite 157, Hoover, AL, 35242
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2015Other Business ActivitiesSells Insurance
Darryl is a co-owner of GWID, LLC, a previous operating company for securities business, and C323, Inc., a business consulting firm. He also co-owns C323 Inc., DBA Stewardship Investment Planning, and sells fixed insurance products, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.