Peter Rothamel
Peter Rothamel is a registered investment advisor at Rothamel Wealth Management, LLC, based in Urbandale, IA, with 25 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 108 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.10% |
| $2.5M+ | 1.00% |
Fees are negotiable based on various factors including the investment advisor representative providing the services, the type of client, the complexity of the client's situation, the composition of the client's account, the potential for additional account deposits, the relationship of the client with the investment advisor representative, and the total amount of assets under management for the client.
Fee Estimator
Location
Urbandale, IA
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
July 2010Customer Dispute
June 2009Customer Dispute
April 2009Customer Dispute
November 2005Other Business ActivitiesSells Insurance
Peter owns Peter Rothamel Insurance, where he sells fixed insurance products, dedicating minimal time. He is also an author and an officer at Cartright & Kennedy, Inc., dedicating minimal time to each.
Employment History
Current Registrations
Rothamel Wealth Management, LLC
Previous Registrations
Investacorp, INC.Broker
Successful Resource Management, LTD.
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.