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Peter Rothamel

Rothamel Wealth Management, LLC
26 Years of Experience
Urbandale, IA
4 DisclosuresSells Insurance
View SEC Summary
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Peter Rothamel is a registered investment advisor at Rothamel Wealth Management, LLC, based in Urbandale, IA, with 26 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 108 clients with $40M in assets under management.

Rothamel Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
108 clients
Average Client Portfolio
$373K average
Assets Under Management
$40.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $1.0M1.25%
$1.0M - $2.5M1.10%
$2.5M+1.00%

Fees are negotiable based on the representative, client type, portfolio complexity, and asset composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Urbandale, IA

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2010
Customer Dispute
June 2009
Denied
Customer Dispute
April 2009
Settled
Customer Dispute
November 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Peter owns Peter Rothamel Insurance, where he sells fixed insurance products, dedicating minimal time. He is also an author and an officer at Cartright & Kennedy, Inc., dedicating minimal time to each.

Employment History
Current Registrations
Rothamel Wealth Management, LLC
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Investacorp, INC.Broker
November 2013 - September 2018 · 4 yrs 10 mos
Successful Resource Management, LTD.
May 2013 - July 2019 · 6 yrs 2 mos
Investment Advisors CORP
July 2010 - May 2013 · 2 yrs 10 mos
Broker Dealer Financial Services CORP.Broker
July 2010 - December 2013 · 3 yrs 5 mos
Wells Fargo Investments, LLC
March 2005 - July 2010 · 5 yrs 4 mos
Wells Fargo Investments, LLCBroker
December 2004 - July 2010 · 5 yrs 7 mos
Edward JonesBroker
June 2000 - December 2004 · 4 yrs 6 mos
State Registrations3 states
IAMNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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