Holli Milliken is a CFP-designated registered investment advisor, based in Columbia, SC, with 24 years of industry experience.
Location
Columbia, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
March 2025 - Present · 1 yr 2 mos
Truist Advisory Services, INC.
March 2025 - Present · 1 yr 2 mos
Truist Investment Services, INC.Broker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
LPL Financial LLC
August 2017 - December 2024 · 7 yrs 4 mos
LPL Financial LLCBroker
August 2017 - December 2024 · 7 yrs 4 mos
First Citizens Investor Services, INC.
May 2017 - June 2017 · 1 mo
First Citizens Asset Management, INC
November 2016 - June 2017 · 7 mos
First Citizens Investor Services, INC.Broker
February 2016 - June 2017 · 1 yr 4 mos
First Citizens Investor Services, INC.
February 2016 - January 2017 · 11 mos
First Citizens Asset Management, INC
November 2006 - February 2016 · 9 yrs 3 mos
First Citizens Securities CorporationBroker
October 2006 - February 2016 · 9 yrs 4 mos
Waddell & Reed, INC.
March 2005 - January 2006 · 10 mos
Waddell & Reed, INC.Broker
March 2005 - January 2006 · 10 mos
Aon Securities CorporationBroker
April 2002 - February 2005 · 2 yrs 10 mos
AXA Advisors, LLCBroker
July 2000 - February 2002 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.