BM
CFP
BM
CFP
Blaine Malcolm
25 Years of Experience
Alpharetta, GA
1 DisclosureBrokerSells Insurance
Blaine Malcolm is a CFP-designated registered investment advisor, based in Alpharetta, GA, with 25 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History (1)
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Customer Dispute
October 2017Denied
Other Business ActivitiesSells Insurance
Blaine is an Investment Advisor Representative (IAR) with Merit Financial Group, spending full-time hours servicing clients. Blaine is also an independent insurance agent, providing insurance advice to clients for a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Stratos Wealth Partners, LTD
February 2013 - October 2017 · 4 yrs 8 mos
Lifestyle Planning Solutions, LLC
July 2012 - October 2018 · 6 yrs 3 mos
LPL Financial LLCBroker
May 2012 - August 2024 · 12 yrs 3 mos
LPL Financial LLC
May 2012 - May 2013 · 1 yr
Commerce Wealth Advisers, LLC
May 2010 - May 2012 · 2 yrs
Dewaay Financial Network, LLCBroker
May 2010 - May 2012 · 2 yrs
Fsc Securities Corporation
October 2009 - May 2010 · 7 mos
Fsc Securities CorporationBroker
October 2009 - May 2010 · 7 mos
Charles Schwab & CO., INC.
August 2003 - July 2009 · 5 yrs 11 mos
Charles Schwab & CO., INC.Broker
August 2003 - July 2009 · 5 yrs 11 mos
H&r Block Financial Advisors, INC.
June 2003 - August 2003 · 2 mos
H&r Block Financial Advisors, INC.Broker
May 2000 - August 2003 · 3 yrs 3 mos
State Registrations15 states
ARAZCACOFLGALAMIMONVOKTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.