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Heather Hickman

24 Years of Experience
Nashville, TN
Broker

Heather Hickman is a registered investment advisor at Raymond James & Associates, INC., based in Nashville, TN, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1033 Demonbreun Street, Suite 500, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
September 2007 - February 2013 · 5 yrs 5 mos
UBS Financial Services INC.Broker
February 2004 - September 2007 · 3 yrs 7 mos
Luken Investment Group, INC.Broker
November 2002 - April 2003 · 5 mos
New England SecuritiesBroker
August 2002 - February 2003 · 6 mos
UBS Painewebber INC.Broker
March 2001 - June 2002 · 1 yr 3 mos
State Registrations30 states
ALARAZCACODCFLGAIDILKSKYLAMAMDMEMNMOMSNCNJNVNYPASCTNTXVAVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.