DS
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Daryl Seaton

22 Years of Experience
North Little Rock, AR
Sells Insurance

Daryl Seaton is a registered investment advisor at Sowell Management, based in North Little Rock, AR, with 22 years of industry experience. Daryl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
6,624 clients
Average Client Portfolio
$726K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5320 Northshore Drive, North Little Rock, AR, 72118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daryl is an insurance agent at Solera Insurance Agency, LLC, dedicating a few hours per week to selling insurance products. He also works in retail distribution of ETFs for Rayliant Asset Management and is President of Sowell Insurance Services, LLC, dedicating a few hours per week to each.

Employment History
Current Registrations
Sowell Management
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Solera Asset Managers, LLC
September 2016 - April 2023 · 6 yrs 7 mos
Independent Financial Group, LLC
February 2014 - September 2016 · 2 yrs 7 mos
Wfg Advisors, LP
August 2012 - February 2014 · 1 yr 6 mos
Eagle Strategies LLC
March 2004 - August 2012 · 8 yrs 5 mos
State Registrations2 states
ARCA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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