GP
GP

Guy Pierre

24 Years of Experience
Fort Lauderdale, FL
2 DisclosuresBroker

Guy Pierre is a registered investment advisor at TD Private Client Wealth LLC, based in Fort Lauderdale, FL, with 24 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25,685 clients with $8.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
449 advisors
Number of Clients
25,685 clients
Average Client Portfolio
$321K average
Assets Under Management
$8.3B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

TD Private Client Wealth (TDPCW) offers investment management through various wrap fee programs. You'll pay a single fee that covers investment advice and the cost of trading. The fee is based on the amount of your investments, including cash. The specific fee you pay depends on the program you choose. TDPCW may offer discounts on fees at its discretion. The total fee may change over time due to changes in your account, such as the amount of assets, changes in investment managers, or investment performance.

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Location

5900 N Andrews Ave, 2nd Floor, Fort Lauderdale, FL, 33309

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Criminal
August 1988
Final Disposition
Employment History
Current Registrations
TD Private Client Wealth LLC
February 2026 - Present · 3 mos
TD Private Client Wealth LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
Charles Schwab & CO., INC.
April 2022 - September 2025 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
January 2022 - September 2025 · 3 yrs 8 mos
TD Ameritrade Investment Management, LLC
March 2016 - September 2023 · 7 yrs 6 mos
TD Ameritrade, INC.
March 2016 - October 2022 · 6 yrs 7 mos
TD Ameritrade, INC.Broker
March 2016 - July 2024 · 8 yrs 4 mos
VALIC Financial Advisors, INC.
April 2012 - February 2016 · 3 yrs 10 mos
VALIC Financial Advisors, INC.Broker
April 2012 - February 2016 · 3 yrs 10 mos
PNC Investments
March 2011 - April 2012 · 1 yr 1 mo
PNC InvestmentsBroker
April 2010 - April 2012 · 2 yrs
LPL Financial CorporationBroker
January 2010 - February 2010 · 1 mo
Primevest Financial Services, INC.Broker
January 2008 - January 2010 · 2 yrs
Metlife Securities INC.Broker
October 2005 - January 2008 · 2 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
October 2005 - July 2007 · 1 yr 9 mos
Citicorp Investment ServicesBroker
September 2003 - October 2005 · 2 yrs 1 mo
Wm Financial Services, INC.Broker
March 2001 - August 2003 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
August 2000 - February 2001 · 6 mos
Ids Life Insurance CompanyBroker
August 2000 - February 2001 · 6 mos
State Registrations4 states
CAFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Guy Pierre - Financial Advisor | TrueAdvisor