DJ
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David Jenkins

25 Years of Experience
Salinas, CA
1 DisclosureBroker

David Jenkins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Salinas, CA, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1611 Bunker Hill Way Ste 140, Salinas, CA, 93906

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History

Regulatory History (1)
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Customer Dispute
February 2012
Settled
Other Business Activities

David owns rental real estate and manages his Ameriprise business. He also serves as a board member for Jenkins, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
April 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - April 2021 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2008 - April 2021 · 12 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley
January 2001 - April 2007 · 6 yrs 3 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
State Registrations10 states
AZCACOMANCNHNVNYORVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.