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Willy Tan
25 Years of Experience
La Habra, CA
1 DisclosureBroker
Willy Tan is a registered investment advisor at Tcfg Investment Advisors, LLC, based in La Habra, CA, with 25 years of industry experience. Willy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,344 clients with $580M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,344 clients
Average Client Portfolio
$245K average
Assets Under Management
$575.1M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a client-by-client basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
La Habra, CA
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
August 2012Other Business Activities
Willy is an RIA Representative with TCFG Investment Advisors, LLC since 2018. This takes about half of his time.
Employment History
Current Registrations
Tcfg Investment Advisors, LLC
August 2018 - Present · 7 yrs 9 mos
Tcfg Wealth Management, LLC
July 2018 - Present · 7 yrs 10 mos
Tcfg Wealth Management, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Western International Securities
October 2012 - August 2018 · 5 yrs 10 mos
Western International Securities, INC.Broker
October 2012 - August 2018 · 5 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2011 - September 2012 · 1 yr 8 mos
Wells Fargo Advisors, LLC
January 2011 - September 2012 · 1 yr 8 mos
Wells Fargo Investments, LLC
August 2008 - January 2011 · 2 yrs 5 mos
Wells Fargo Investments, LLCBroker
August 2008 - January 2011 · 2 yrs 5 mos
Bancwest Investment Services, INC.
November 2007 - August 2008 · 9 mos
Bancwest Investment Services, INC.Broker
November 2007 - August 2008 · 9 mos
Unionbanc Investment Services, LLC
August 2005 - November 2007 · 2 yrs 3 mos
Unionbanc Investment Services, LLCBroker
August 2005 - November 2007 · 2 yrs 3 mos
Ifmg Securities, INC.
July 2002 - September 2005 · 3 yrs 2 mos
Ifmg Securities, INC.Broker
November 2001 - September 2005 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - August 2001 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.