Benjamin Valore-Caplan
Benjamin Valore-Caplan is a registered investment advisor at Ima Advisory Services, INC., based in Denver, CO, with 24 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 579 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Advisory fees will not exceed an annual fee of 1.25% and are negotiable. A separate administrative technology platform fee beginning at 0.05% applies, subject to a minimum quarterly fee of $10 ($40 annually).
Fee Estimator
Location
1705 17th Street, Suite 100, Denver, CO, 80202
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2008Customer Dispute
September 2002Customer Dispute
July 2002Other Business Activities
Benjamin is a partner in Vici LLC, which invests in and manages commercial real estate. The LLC receives periodic income that is distributed to the partners.
Employment History
Current Registrations
Ima Advisory Services, INC.
Previous Registrations
Syntrinsic LLC
Syntrinsic Investment Counsel, LLC.
UBS Financial Services INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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