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Michael Piccione

LPL Financial LLC
25 Years of Experience
Ellenton, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Piccione is a registered investment advisor at LPL Financial LLC, based in Ellenton, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

LPL Financial LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

View Full SEC Brochure

Location

7216 Us Highway 301 N Ste 107, Ellenton, FL, 34222

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
Customer Dispute
November 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael operates several businesses, including Client Wealth Solutions, Brilliant 401K, and Jetstreaming Wealth Momentum, all DBAs for his LPL business. He also owns USA Investment Portfolios, LLC for tax/investment purposes and Confident Wealth Solutions, an insurance agency; these activities take minimal time and about a quarter of his time, respectively.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2023 - Present · 3 yrs
LPL Financial LLC
May 2023 - Present · 3 yrs
Previous Registrations
Ameriprise Financial Services, LLCBroker
January 2018 - May 2023 · 5 yrs 4 mos
Ameriprise Financial Services, LLC
January 2018 - May 2023 · 5 yrs 4 mos
Ameriprise Financial Services, INC.Broker
January 2016 - December 2017 · 1 yr 11 mos
Ameriprise Financial Services, INC.
January 2016 - December 2017 · 1 yr 11 mos
Sagepoint Financial, INC.
December 2012 - February 2016 · 3 yrs 2 mos
Sagepoint Financial, INC.Broker
November 2012 - February 2016 · 3 yrs 3 mos
Ic Advisory Services, INC.
September 2009 - November 2012 · 3 yrs 2 mos
The Investment Center, INC.Broker
September 2009 - November 2012 · 3 yrs 2 mos
Woodbury Financial Services, INC.
February 2006 - September 2009 · 3 yrs 7 mos
Woodbury Financial Services, INC.Broker
July 2004 - September 2009 · 5 yrs 2 mos
Invest Financial Corporation
January 2004 - July 2004 · 6 mos
Invest Financial CorporationBroker
January 2004 - July 2004 · 6 mos
Spc
October 2002 - December 2003 · 1 yr 2 mos
Sigma Financial CorporationBroker
April 2001 - December 2003 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - April 2001 · 7 mos
State Registrations8 states
CTFLGAMDNCOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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