Jose Oliveira is a registered investment advisor, based in New York, NY, with 24 years of industry experience.
Location
540 Madison Ave., 9th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Snowden Account Services LLCBroker
May 2021 - Present · 5 yrs
Snowden Capital Advisors LLC
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2018 - June 2021 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2018 - June 2021 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2018 · 5 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2018 · 5 yrs 11 mos
Chase Investment Services CORP.
November 2003 - October 2012 · 8 yrs 11 mos
Chase Investment Services CORP.Broker
September 2002 - October 2012 · 10 yrs 1 mo
UBS Painewebber INC.Broker
August 2000 - May 2001 · 9 mos
State Registrations5 states
COFLNJNYTX
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.