MU
MU
Marcelo Ubal is a registered investment advisor at PNC Wealth Management, based in Miami, FL, with 22 years of industry experience. Marcelo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1116 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Miami, FL
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Regulatory History (1)
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Customer Dispute
October 2023Denied
Employment History
Current Registrations
PNC Wealth Management
December 2022 - Present · 3 yrs 7 mos
PNC Wealth Management LLC
December 2022 - Present · 3 yrs 7 mos
PNC Wealth Management LLCBroker
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
Andbanc Advisory LLC
January 2022 - November 2022 · 10 mos
Andbanc Brokerage, LLCBroker
October 2021 - November 2022 · 1 yr 1 mo
Cetera Investment Advisers LLC
July 2019 - September 2021 · 2 yrs 2 mos
Cetera Investment Services LLCBroker
June 2019 - September 2021 · 2 yrs 3 mos
Ocean Financial Services, LLCBroker
August 2017 - April 2019 · 1 yr 8 mos
LPL Financial LLC
July 2017 - August 2017 · 1 mo
LPL Financial LLCBroker
June 2016 - August 2017 · 1 yr 2 mos
Hsbc Securities (USA) INC.
October 2012 - June 2016 · 3 yrs 8 mos
Hsbc Securities (USA) INC.Broker
October 2012 - June 2016 · 3 yrs 8 mos
Wells Fargo Advisors, LLC
October 2010 - February 2012 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
August 2010 - February 2012 · 1 yr 6 mos
Southern Trust Securities, INC.Broker
July 2010 - August 2010 · 1 mo
Delta Equity Services CorporationBroker
September 2009 - May 2010 · 8 mos
Vectorglobal WmgBroker
September 2008 - June 2009 · 9 mos
Wachovia Securities, LLCBroker
January 2006 - September 2008 · 2 yrs 8 mos
Stanford Group CompanyBroker
August 2004 - October 2005 · 1 yr 2 mos
J.P. Morgan Securities INC.Broker
June 2002 - May 2004 · 1 yr 11 mos
Datek Online Financial Services LLCBroker
October 2001 - May 2002 · 7 mos
State Registrations22 states
ALCADCDEFLGAILINKYMDMIMONCNJNYOHPASCTXVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.