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Peter Owh

J. W. Cole Advisors, INC.
25 Years of Experience
Pittsford, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Peter Owh is a registered investment advisor at J. W. Cole Advisors, INC., based in Pittsford, NY, with 25 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

179 Sully's Trail, Suite 305, Pittsford, NY, 14534

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Peter is the Chief Operating Officer of Champlin & Associates, a financial services firm, dedicating full-time hours to this role. He also works as an agent selling fixed insurance products, including life, health, accident, disability, and long-term care insurance, spending minimal time on this activity.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
February 2023 - Present · 3 yrs 8 mos
J.W. Cole Financial, INC.Broker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
January 2012 - February 2023 · 11 yrs 1 mo
Hornor, Townsend & Kent, LLCBroker
January 2012 - February 2023 · 11 yrs 1 mo
Metlife Securities INC.Broker
August 2011 - January 2012 · 5 mos
Signator Investors, INC.
October 2005 - May 2011 · 5 yrs 7 mos
Signator Investors, INC.Broker
September 2005 - August 2011 · 5 yrs 11 mos
Financial Concepts Unlimited, INC.
June 2005 - August 2005 · 2 mos
Fsc Securities CorporationBroker
July 2004 - August 2005 · 1 yr 1 mo
Signator Investors, INC.Broker
November 2000 - July 2004 · 3 yrs 8 mos
State Registrations14 states
AZCACOFLGAMAMNNCNYPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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