Douglas Stockslager is a registered investment advisor, based in Wayne, PA, with 24 years of industry experience.
Location
690 Lee Road, Wayne, PA, 19087
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hartford Funds
August 2018 - Present · 7 yrs 8 mos
Hartford Funds Distributors, LLC
August 2018 - Present · 7 yrs 8 mos
Hartford Funds Distributors, LLCBroker
August 2018 - Present · 7 yrs 8 mos
Previous Registrations
Alps Distributors, INC.Broker
January 2016 - August 2018 · 2 yrs 7 mos
Lord, Abbett & CO. LLC
April 2004 - September 2015 · 11 yrs 5 mos
Lord Abbett Distributor LLCBroker
October 2003 - September 2015 · 11 yrs 11 mos
UBS Financial Services INC.
October 2002 - October 2003 · 1 yr
UBS Financial Services INC.Broker
February 2002 - October 2003 · 1 yr 8 mos
Alliance Fund Distributors, INC.Broker
March 2001 - February 2002 · 11 mos
State Registrations2 states
COPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.