John Matthews
John Matthews is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
231 S La Salle St # 13, 13th Floor, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells non-variable insurance, dedicating about a quarter of his time. He also works as a registered investment advisor with Wintrust Investments, taking nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
PNC InvestmentsBroker
PNC Investments
Cl Wealth Management LLC
Cabot Lodge Securities LLCBroker
Gulf South Securities, INCBroker
Icon Securities CORPBroker
Macquarie Capital (USA) INC.Broker
Realty Capital Securities, LLCBroker
LPL Financial CorporationBroker
Moody Securities, LLCBroker
Wells Investment Securities,inc.Broker
AXA Advisors, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.