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Phillip Sutton

25 Years of Experience
Saint Petersburg, FL
2 DisclosuresBroker

Phillip Sutton is a registered investment advisor, based in Saint Petersburg, FL, with 25 years of industry experience.

Location

880 Carillon Parkway, Saint Petersburg, FL, 33716

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023
Settled
Criminal
April 1990
Final Disposition
Other Business Activities

Phillip is the president of Sutton Investment and Retirement Partners, a DBA under Raymond James Financial Services, where he provides financial planning and investment services, taking about half of his time. He also dedicates minimal time to Sutton Investment and Retirement Partners LLC, the parent company for business income, expenses, payroll, and taxes related to the DBA.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2022 - Present · 4 yrs
Previous Registrations
Edward Jones
January 2007 - July 2022 · 15 yrs 6 mos
Edward JonesBroker
September 2000 - July 2022 · 21 yrs 10 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Phillip Sutton - Financial Advisor | TrueAdvisor