Horace Daniel is a registered investment advisor at LPL Financial LLC, based in Waldorf, MD, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1024 St Nicholas Dr, Waldorf, MD, 20603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Horace operates Spectra Investment Services as a DBA for his LPL business. He is also a notary at Spectra Credit Union, a real estate broker through Urban Homes Realty, and owns rental real estate, dedicating minimal time to the latter three activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
P.J. Robb Variable CorporationBroker
Nylife Securities LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.