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Brian Dean

United Brokerage Services INC
25 Years of Experience
Morgantown, WV
2 DisclosuresBroker
View SEC Summary
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Brian Dean is a registered investment advisor at United Brokerage Services INC, based in Morgantown, WV, with 25 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,390 clients with $370M in assets under management.

United Brokerage Services INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
56 advisors
Number of Clients
1,390 clients
Average Client Portfolio
$268K average
Assets Under Management
$372.3M

Fee Structure

Investment management only (planning not offered)

United Brokerage Services charges advisory fees that are typically calculated as a percentage of the value of your portfolio. Fees are billed quarterly in advance and are based on the quarter-end market value of your investments. Fees are negotiable depending on the services provided, portfolio complexity, and account size. The standard fee schedules follow the terms outlined in the Wells Fargo wrap fee brochure.

View Full SEC Brochure

Location

990 Elmer Prince Drive, Morgantown, WV, 26505

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Denied
Customer Dispute
June 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian is a board member of the Bo Pare Foundation, a non-securities related activity, since 2021. He dedicates minimal time to making group decisions on allocating donated funds to park projects.

Employment History
Current Registrations
United Brokerage Services INC
January 2016 - Present · 10 yrs 9 mos
United Brokerage Services, INCBroker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Wesbanco Securities, INC.
December 2009 - January 2016 · 6 yrs 1 mo
Wesbanco Securities, INC.Broker
December 2009 - January 2016 · 6 yrs 1 mo
Chase Investment Services CORP.
May 2009 - November 2009 · 6 mos
Chase Investment Services CORP.Broker
July 2005 - November 2009 · 4 yrs 4 mos
Chase Investment Services CORP.
July 2005 - December 2008 · 3 yrs 5 mos
Banc One Securities Corporation
March 2005 - July 2005 · 4 mos
Banc One Securities CorporationBroker
March 2005 - July 2005 · 4 mos
The Huntington Investment CompanyBroker
January 2004 - March 2005 · 1 yr 2 mos
Bb&t Investment Services, INC.Broker
February 2003 - January 2004 · 11 mos
Bb&t Investment Services, INC.
February 2003 - January 2004 · 11 mos
United Brokerage Services, INCBroker
January 2001 - September 2002 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
August 2000 - January 2001 · 5 mos
State Registrations16 states
COFLINKYMDMINCNYOHPASCSDTXVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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