Michael Mcnicholas
Michael Mcnicholas is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Franklin, TN
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Regulatory History (1)
Customer Dispute
December 2024Other Business Activities
Michael operates a DBA called Financial Landscaping for his LPL business since 2021. He also has a film and photography business, Beau McNicholas, since 2014.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brookstreet Securities CorporationBroker
First Securities USA, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.